Information on the Issuer:


Bank Vontobel AG


Established in Zurich in 1984, Bank Vontobel AG is a Swiss private bank with international activities. The bank employs approximately 1,042 people and is represented at around 20 locations in about a dozen countries (as at 31 December 2013), and specialises in asset management for private clients (Private Banking) and institutional investors (Asset Management), as well as in investment banking.

Bank Vontobel AG is a corporation under Swiss law, listed in the Commercial Register of the Canton of Zurich, and is a wholly-owned subsidiary of Vontobel Holding AG. The registered shares of Vontobel Holding AG are listed on the SIX Swiss Exchange. The Vontobel family and the charitable Vontobel foundation own the majority of shares and voting rights.

Current credit ratings of the Issuer may be obtained at www.vontobel.com.

The Issuer, as a bank, is subject to the individual institution supervision of; and Vontobel Holding AG, as a group company, is subject to supplementary, consolidated group supervision by, the Swiss Financial Market Supervisory Authority ("FINMA").

Bank Vontobel AG is not authorized nor licensed by the Monetary Authority of Singapore to carry on banking business in Singapore pursuant to the Banking Act, Chapter 19 of Singapore.


Registered office:
Gotthardstrasse 43
CH-8002 Zürich

Contact details:
Phone +41 (0)58 283 59 00
Fax +41 (0)58 283 75 00
E-Mail

Commercial registry enterprise number:
CH-020.3.902.757-5

Enterprise Identification Number (UID):
Zürich: CHE-105.840.858

Swiss VAT number:
CHE-116.300.767 MWST

Supervisory authority:
Swiss Financial Market Supervisory Authority FINMA
Einsteinstrasse 2
CH-3003 Bern
www.finma.ch


Information relating to the Designated Market Maker


Vontobel Limited (“Company”) was incorporated in Hong Kong SAR on 13 September 2016 as a wholly-owned subsidiary of Vontobel Holding AG. The Company has obtained a license to carry on Type 1 (dealing in securities) and Type 2 (dealing in futures contracts) regulated activities under the Securities and Futures Ordinance with effect from 30 March 2017 in Hong Kong SAR.

The primary purpose of the Company is to provide liquidity for financial instruments, including but not limited to derivative warrants and CBBCs (“Structured Products”) to be issued by Bank Vontobel AG, a wholly-owned subsidiary of Vontobel Holding AG, and to engage in hedging activities as required on behalf of Bank Vontobel AG by adhering to pre-defined risk limits. The Company will market and promote structured products issued by Bank Vontobel AG and listed on the Hong Kong Stock Exchange. In addition, the Company will also provide securities and futures contracts execution services to its affiliates.


Address:
1901 Gloucester Tower, 15 Queen’s Road Central, Hong Kong

Contact details:
Main line: +852 3655 3959
E-Mail